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§ Private Profile · 8000 Avalon Blvd, 100 Alpharetta, GA 30009
SaaS platform providing communication archiving and compliance software for financial services firms, focused on SEC & FINRA regulations.
Archive Intel is a software company based in the United States that provides communication archiving and compliance solutions tailored specifically for financial advisors, broker-dealers, and wealth management firms. Operating under a business-to-business subscription model, the platform captures, securely stores, and monitors digital communications across emails, text messages, and social media networks to mitigate regulatory risks associated with off-channel messaging. Following its core platform launch in 2023, the system expanded to integrate with modern communication applications to help financial institutions comply with strict record-keeping regulations enforced by the SEC and FINRA. To develop these operationally integrated tools, the enterprise draws on institutional expertise from team members with prior professional backgrounds at major technology and financial corporations, including Charles Schwab, Google, and Apple. The early-stage private company was officially founded in 2022 by Chris Wooten and Larry Shumbres.
Archive Intel has raised $8.5M across 3 funding rounds.
Archive Intel has raised $8.5M in total across 3 funding rounds.
Archive Intel is an AI-powered SaaS platform specializing in client communication archiving, record keeping, and compliance for regulated industries, particularly wealth management and financial services.[1][2][3][6] It automates archiving across channels like email, text, chat, social media, and web, reducing manual workloads by up to 85% and false positives by 99%, while enabling compliant use of personal devices without second phones.[3][6] Serving independent advisors to global enterprises, it solves compliance challenges from outdated systems by providing scalable, customizable solutions with SOC II Type 2 security, on-demand reporting, and seamless CRM integration—surpassing 220 clients and 2,000 users in just six months post-funding.[5][6]
The platform's growth momentum is strong, fueled by a $6.3M Series A round to expand AI-driven innovation, highlighting market demand for efficient, audit-ready compliance tools that maintain oversight without disrupting workflows.[5][7]
Archive Intel was founded by a team of industry veterans from finance, technology, and compliance, including backgrounds at IBM, Charles Schwab, Google, Oppenheimer, New York Life, and Fidelity.[4] They launched the company after recognizing how rigid, generic traditional archiving solutions created friction for modern businesses needing to stay compliant amid diverse communication channels.[4]
The idea emerged from firsthand experience with regulatory pain points faced by advisors, leading to an intuitive, AI-enhanced platform built by professionals who understood these challenges.[2][4] Early traction accelerated rapidly, with the firm securing a $6.3M Series A funding round and scaling to over 220 clients and 2,000 users within six months, based in Alpharetta, GA.[5][7]
Archive Intel rides the wave of AI-driven regulatory compliance in financial services, where exploding digital communications (texts, chats, social) demand smarter archiving amid stricter SEC and FINRA rules.[3][4][6] Timing is ideal as firms face rising audit pressures and manual review costs, with AI enabling 85-99% workload reductions that legacy systems can't match.[3][6]
Market forces like data proliferation, BYOD trends, and remote work favor its flexible, secure platform, positioning it to influence the ecosystem by setting new standards for compliance tech—empowering advisors to focus on clients while staying audit-ready.[2][6] As a wealth management specialist, it accelerates adoption of intelligent automation, bridging fintech innovation with regulatory realities.[7]
Archive Intel is primed for explosive growth, leveraging its $6.3M Series A to enhance AI capabilities and expand channel coverage amid surging demand for compliant digital tools.[5][7] Trends like multimodal AI oversight, global regulatory harmonization, and zero-trust security will shape its path, potentially dominating the $10B+ compliance software market.
Its influence could evolve from niche disruptor to industry standard, as more firms seek platforms that make compliance "seamless—and even a little enjoyable," tying back to its mission of transcending outdated systems for a data-driven future.[4]
Archive Intel has raised $8.5M across 3 funding rounds. Most recently, it raised $6.0M Series A in October 2025.
| Date | Round | Lead Investors | Other Investors | Status |
|---|---|---|---|---|
| Oct 1, 2025 | $6M Series A | Eddie Kang | AlleyCorp, Antler, Social Leverage, Garuda Ventures, Social Leverage LLC | Announced |
| Jan 16, 2025 | $1.5M Venture Round | Garuda Ventures | Social Leverage | Announced |
| May 1, 2024 | $1M Seed | Howard Lindzon | AlleyCorp, Antler, Social Leverage | Announced |
Archive Intel has raised $8.5M in total across 3 funding rounds.
Archive Intel's investors include Eddie Kang, AlleyCorp, Antler, Social Leverage, Garuda Ventures, Howard Lindzon.